Fundamentals of Corporate Finance

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  5. Depository and Non-depository Financial Institutions.

Depository and Non-depository Financial Institutions.

Depository financial institutions are institutions that accept deposits from individuals and businesses and use those funds to provide loans and other financial services.

  • These institutions play a direct role in the money creation process and are regulated by central banks.

Key Features:

  • Accept savings and checking deposits
  • Offer interest on deposits
  • Provide loans and credit services
  • Are closely regulated by monetary authorities

Examples:

  • Commercial Banks (e.g., Nabil Bank, Global IME Bank)
  • Development Banks
  • Finance Companies
  • Microfinance financial institutions
  • Savings and Loan Associations
  • Credit Unions
  • Cooperative Banks

Functions:

  • Mobilize savings from the public
  • Provide personal, business, and mortgage loans
  • Facilitate payments (cheques, cards, online banking)
  • Support economic development through credit distribution

Non-depository financial institutions are institutions that do not accept traditional demand or savings deposits.

  • Instead, they raise funds through other means (such as issuing insurance policies or investment products) and provide financial services like lending, investing, and risk management.

Key Features:

  • Do not accept deposits
  • Raise funds through premiums, investments, or fees
  • Offer financial services like insurance, leasing, and investment management
  • Subject to regulation, but not as tightly as depository institutions

Examples:

  • Insurance Companies (e.g., LIC Nepal, Nepal Life Insurance)
  • Investment Banks
  • Finance Companies
  • Mutual Fund Companies
  • Pension Funds
  • Leasing Companies

Functions:

  • Provide long-term financing and capital
  • Offer investment and retirement planning services
  • Manage financial risk through insurance products
  • Support businesses with leasing and venture capital

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